Investor resources

Investor resources

• To initiate Dispute Resolution through ODR Portal
• Providing ‘choice of nomination’ in eligible demat accounts
• Nomination for Demat Accounts
• SEBI Circular - November 17, 2023
• Extension of timelines (i) for nomination in eligible demat accounts (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts
• Annexure 4 - Details of non-resident shareholders with no PAN
• Annexure 5 - Declaration for TDS credit to other person
• Annexure 3 - Declaration by Mutual Fund / AIF / Insurance Companies / Government
• No Objection Certificate Format
• Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination
• Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agent
• Instructions for IEPF 5 Form
• Form ISR 4 - Request for issue of Duplicate Certificate and other Service Requests
• Form SH- 14 - Cancellation_or_Variation_of_Nomination
• Form SH - 13 - Nomination Form
• Form ISR - 3 - Declaration_Form_for_Opting-out_of_Nomination
• Form ISR-2 - Confirmation_of_Signature_of_securities_holder_by_the_Banker
• Form ISR-1 - REQUEST_FOR_REGISTERING_PAN__KYC_DETAILS_OR_CHANGES__UPDATION
• Annexure 1 - Form 15G
• Annexure 2 - Form 15H
• Annexure 4 - Declaration for non-residents for claiming treaty benefits